Sample mandates

Have a look at all our mandates. Don’t worry – you don’t have to complete and print these. Simply fill out your details here and we will prepare all the paperwork for you, and set up a meeting with ourselves.

Courtney mandates

  1. All-in-one SLA & IMA
  2. Investment risk profile
  3. Client info – blank | sample | offline
  4. Safex – Product Mandate – SAFEX (EDM) v2014
  5. Yieldx – IRC Client Agreement (YieldX) v2014

Stockbroking mandates

  1. IMA – investment management agreement
  2. SLA – service level agreement
  3. FAIS disclosure
  4. Fees disclosure
  5. Offshore pricing schedule
  6. POA – power of attorney
  7. SPOA – Peregrine
  8. Transfer letter – peregrine
  9. Investor elections

Additional product mandates

nedbankcapitallogowhite

Nedbank mandates for corporates

  1. Controlled Client Mandate
  2. Corporate Application
  3. Electronic Indemnity
  4. End User Declaration
  5. FICA Checklist
  6. Resolution of the board
  7. Terms and Conditions
  8. JSE Client Agreement

Nedbank mandates for individuals

  1. CFD Application form
  2. CFD Terms & Conditions
  3. Derivative Short Sale Agreement
  4. Fax Indemnity
  5. Schedule for Individuals
  6. Controlled Client Mandate
  7. Order Routing Agreement
  8. UserDeclaration_20130506
  9. Co-Habitants Declaration individual
  10. Shared Business co-hab corporates

Model B

  1. Contents – welcome
  2. IMA – investment management
  3. SLA – service level agreement
  4. FAIS and fees – disclosure
  5. Schedule – client details sample
  6. POA – power of attorney
  7. CFD – terms and conditions

peregrinelogowhite

Peregrine mandates

  1. Dealing – AMS Dealing Mandate Controlled v2014 Intro Courtney
  2. Election – Client election form v2014
  3. Annexure – Product Annexure (ISDA for Equity Swaps) V1.0.1
  4. Fees – OTC Derivative Fee Disclosure with Client Courtney

Satrix_Logo

Satrix mandates

  1. Lump sum investment
  2. Annexure A T&C
  3. FICA checklist
  4. Repurchase
  5. Switch
  6. DebitOrder_Amend
  7. CSDPTransfer
  8. TransferApplication
  9. DividendTax(EX)
  10. DividendTax(RR)
  11. Witholding interest

 

Saxo local accounts – SCMSA

Saxo offshore accounts – SCML

Traders’ updates
Subscribe via Email

Enter your email address to receive notifications of new posts by email.

Free Demo Account

platform

Open a free Saxo Demo Account and play with $100k, valid for 20 days, to test our local & international platforms. Trade shares, futures, CFD's, forex and more. Click above to open yours now.