Sample mandates

Herewith samples of all our mandates. But don’t worry, you don’t have to print these. Simply complete your details here and we will help you with the rest.

Courtney mandates

1. Courtney-mandate-2022
2. Client-risk-profile-2022
3. Client-info-sheet-2022
4. Client Share Transfer Instr
5. CFD terms & conditions
6. Product Mandate – SAFEX (EDM) v2014
7. IRC Client Agreement (YieldX) v2014

Nedbank for corporates

1. Controlled Client Mandate
2. Corporate Application
3. Electronic Indemnity
4. End User Declaration
5. FICA Checklist
6. Resolution of the board
7. CFD terms & conditions
8. JSE Client Agreement

Nedbank for individuals

1. CFD Application form
2. CFD Terms & Conditions
3. Derivative Short Sale Agreement
4. Fax Indemnity
5. Schedule for Individuals
6. Controlled Client Mandate
7. Order Routing Agreement
8. UserDeclaration_20130506
9. Co-Habitants Declaration individual
10. Shared Business co-hab corporates

Hedge Fund New Client Documents

• 201905_PCIS – Information document
  
• 201906_PCIS – Application form – Entities
• 201906_PCIS – Application form – Individuals
• 201909_PRIMECIS – Additional Contribution Form
• 201805_CRS & FATCA Self-certification – Entities
• 201805_CRS & FATCA Self-certification – Individuals
• 201905_PCIS_DIV TAX FORM (PCIS)
• W-8BEN-E
• W9

Peregrine mandates

1. Dealing – AMS Dealing Mandate Controlled v2014 Intro Courtney
2. Election – Client election form v2014
3. Annexure – Product Annexure (ISDA for Equity Swaps) V1.0.1
4. Fees – OTC Derivative Fee Disclosure with Client Courtney

Satrix mandates

• 1. ETF New Business Application Form (Tax Free Savings and Non Tax Free)
• 2. ETF Repurchase Form (Sale of Units)
• 3. ETF Switch Application Form
• 4. ETF Debit Order Amendment Form
• 5. ETF Additional Investment Form
• 6. ETF CSDP Transfer Form
• 7. ETF Transfer Form
• 8. ETF Dividend Withholding Tax (exemption)
• 9. ETF Dividend Withholding Tax (reduced rate)
• 10. ETF Interest Witholding Tax
• 11. New Business Form IPO
• 12. ETF FICA Checklist
• 13. ETF Terms and Conditions

Saxo local accounts

Saxo offshore accounts